The Compliance Manager is responsible for developing, implementing, and managing IRA Financials’ compliance program. This position oversees compliance activities, ensuring adherence to applicable laws and regulations, managing a team of specialists, and working closely with executive leadership to address compliance issues and enhance organizational practices.
Manage and mentor a team of specialists, providing guidance, training, and performance evaluations.
Serve as the primary point of contact for compliance-related issues and provide expert advice to leadership and internal teams.
Develop, implement, and maintain IRA Financials’ compliance and audit program to ensure adherence to relevant regulations, laws, and internal policies.
Conduct regular reviews and updates to ensure the program reflects current regulatory requirements and industry best practices.
Ensure that compliance policies and procedures are effectively communicated and enforced across the organization.
Identify and assess compliance risks across the organization through risk assessments, audits, and monitoring activities.
Develop and implement strategies to mitigate identified risks and enhance internal controls.
Identify opportunities for improving the effectiveness and efficiency of the compliance program and processes.
Stay informed about changes in relevant laws, regulations, and industry standards, and ensure the organization remains compliant.
Other tasks as assigned by executive management.
Bachelor’s degree in finance, accounting, business administration, or a related field preferred; or equivalent work experience.
Minimum of 5 years of experience in a similar role within a financial institution.
Strong knowledge of audit practices, vendor management, and BSA/AML regulations.
Experience in a supervisory or managerial capacity is highly preferred, demonstrating the ability to lead and manage a team effectively.
Proficient in using financial software, databases, and Microsoft Office Suite products.
Excellent analytical and problem-solving skills, with the ability to assess complex compliance issues.
High attention to detail and accuracy.
Exceptional verbal and written communication skills, with the ability to present findings and recommendations to management.
...week while maintaining client-mandated turnaround times. Our reviewers are compensated on a per-case basis as a 1099 independent contractor... ...candidates will hold a NM, TX, MN, and/or NC License. Physician Specialties: Radiation Oncology, Cardiology, Rheumatology,...
...Location: DFW Area Compensation: $30-$35 Why this opportunity?~ Growth plan to Field Superintendent or Project Manager ~ Paid training in additional manufacturers and towards NICET ~401(k) match ~ Company vehicle, Phone, iPad, Laptop, and other necessary...
...Multi-state designfirm is seeking a Senior Airport Project Manager for their team in Des Moines! Responsibilities: Oversee all aspects of large/complex projects (planning, execution, delivery) Lead/manage team Responsible for determining scope, complexity...
...week, exclusively Saturday/Sunday, 10 hours each day including driving and charting time Minimum Years of Experience: ~1 year.... ...Type: Part Time. DESCRIPTION: POSITION SUMMARY: The weekend registered nurse (RN) is responsible for responding to clinical...
...the most picturesque national parks!~ FREE Recreation Program and complimentary use of Rec Halls, Employee Gyms (Climbing Wall at JLL) and watersports equipment. ~$105/weekMeal Plan covers 3 meals/day in the employee cafeteria Before you apply, visitfor detailed...